Legal, Compliance and Regulatory Functions:
· Drafting of replies and correspondences with regulatory authorities
· Monitoring and ensuring compliance with applicable laws including SEBI Regulations, Circulars, guidelines, Company Law, Information Technology laws, Data Privacy Laws, Business laws, Labour laws, etc.
· Co-ordinating with the various departments and helping them in all compliance matters
· Remain updated on various new laws, amendments of existing laws, circulars, notifications, etc. and report to the management
· Drafting and reviewing various policies and standard operating procedures of the organization.
· Legal research on various laws, framing views and opinions and providing legal advice to other departments.
· Assistance in handling investor complaints, litigations and other disputes.
· Assistance in handling internal audits, external audits, and regulatory inspections.
Contract management
Upman Placements is a firm of Researcher & Recruitment Specialists. The company started life in 2002 in India as a recruitment specialist firm. The company has built a stellar reputation for high ethical standards, a specialized focus and unparalleled service. Emerged As one of the only truly global specialized staffing firms focusing exclusively in professional positions for our clients spread across more than 20 countries with a sizable presence across industry levels. With footprints in competitive markets of India, Europe, United Kingdom, Middle East, Singapore, Malaysia, Philippines, Indonesia, Brunei and East & Central African countries.